Policy Manual

 
  9.MEP.10  

Research Protections      

Type: Procedure                 Category: Risk Management and Safety                 Level: Community Care 

Parties: Community Care employees and contractees

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Supporting References: COA Standards ETH 6: Research Protections, RPM 2.01

Parent Effective Date Approval Level Revision Dates Last Reviewed
N/A  3-25-2004  Management Team    4-1-2009
Related Document Code Related Document Name Type
9.ME.5 Research Protections Policy

Procedure:  .

When the organization determines an opportunity exists to conduct, participate in, or permit research involving persons served the following procedures will be implemented:

1. A review board will be appointed by the Executive Director comprised of at least five (5) members with varying backgrounds, who will promote a complete review of the research activities proposed for consideration. The review board will examine the suggested activity to ensure it is ethical and must make a recommendation to the Executive Director in order for the agency to engage in the activity. The review board membership must be sufficiently qualified through experience and expertise, and there must be diversity of the membership. This board must represent both sexes and include at least one member whose primary concerns are in non-scientific areas such as law, ethics, or theology, and at least one member who is not otherwise affiliated with the agency proposing the research. The review board has the authority to approve, require modifications in, or disapprove any proposed research activities. Further instructions for the review board are found in the "Rights of Recipients of Mental Health Services" manual.

2. Any participation by persons served is totally voluntary with full written informed consent, except as provided in the Rights of Recipients Manual. Any refusal to participate will not result in loss of service to the recipient nor shall they be denied provision of the indicated service. Consent will be sought through the use of Community Care Consent to Participate in Research form, which shall be signed by the person served and/or their legal guardian. Full consent shall include the nature, purpose, potential benefits, and risks of the research in which the recipient is asked to participate. Clients/families are given the opportunity to consent to, reject, or withdraw from participation without penalty, including the continued provision of services if the client/family does refuse to participate or withdraw from the research activity. Use of coercion is prohibited and financial incentives may not be offered to encourage participation.

3. All research activities must assure minimal risk to the persons served. Minimal risk is defined as risk of harm anticipated in the project is not greater, considering probability and magnitude, than that ordinarily encountered in daily life or during the performance of routine physical or psychological examinations or tasks. The Rights Protection or Advocacy Agency of the Maine Mental Health System must be informed of any proposed research that represents more than minimal risk.

4. Research activities may not commence until the Review Board has approved the activity, made recommendation to the Executive Director, and the Executive Director has authorized the activity by signature approval.

5. Selection of persons served to participate in research must be equitable.

6. A research plan will be completed and must make adequate provisions for monitoring the data collected or the activities allowed to ensure the safety of the subjects. Researchers must report substantial changes or unanticipated problems immediately to the Chairperson of the Review Board.

7. All activities must make provisions to protect the privacy of subjects and to maintain the confidentiality of data.

8. The manual, "Rights of Recipients of Mental Health Services", outlines specific exceptions to this procedure and those exceptions can be found within the manual on the listed reference pages.

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